Former Top Solana DEX Mango Markets Proposes $223K Deal to Resolve SEC Charges

As a seasoned analyst with years of experience navigating the complex world of blockchain and decentralized finance (DeFi), I find myself closely following the developments at Mango Markets. The recent proposal by Mango DAO to settle allegations of securities law violations with the US Securities and Exchange Commission (SEC) is a significant step, albeit a challenging one for the exchange.


Previously prominent Solana-based decentralized exchange Mango Markets is working to address accusations of violating U.S. securities regulations with the Securities and Exchange Commission (SEC). In response, the governing entity of Mango Markets, Mango DAO, has put forth a proposal that includes paying a fine of approximately $223,228 and ceasing activities involving its MNGO token.

The plan we’re considering here is based on events that unfolded after Mango Markets experienced a significant loss of approximately $110 million in October 2022, due to exploitation by trader Avraham Eisenberg. Subsequently, charges were brought against Eisenberg for alleged fraud and market manipulation.

It’s come to light that Mango Markets is currently being scrutinized by multiple U.S. regulatory bodies, such as the Department of Justice (DOJ), Securities and Exchange Commission (SEC), and Commodity Futures Trading Commission (CFTC). The focus of this investigation primarily surrounds Eisenberg’s role within the company and the functioning of the protocol itself.

SEC Allegations and Proposed Penalties

The Securities and Exchange Commission (SEC) claims that there have been breaches of Sections 5(a) and 5(c) of the Securities Act of 1933, related to illegal sales of securities. Additionally, Mango Labs, creators of the protocol, along with Blockworks Foundation, a related organization, are being accused of functioning as unauthorized brokers in violation of Section 15(a) of the Securities Exchange Act of 1934. It is important to note that Blockworks Foundation is not associated with the media company by the same name.

According to the agreement, Mango DAO will use funds from its treasury (containing around $2 million in USDC and other assets) to pay a fine. This settlement also demands that MNGO token transactions within the U.S. cease immediately. Furthermore, any remaining MNGO tokens must be either destroyed or made unreachable within ten days of the final verdict. Lastly, the DAO is required to work towards delisting MNGO tokens from all trading platforms where they are currently available.

Potential Impact on Mango Markets’ Operations

As someone who has been deeply involved in the blockchain community for several years, I can attest to the importance of careful consideration when it comes to proposals that could impact a project’s future. The Mango Markets proposal, for instance, carries significant weight due to the crucial role played by the MNGO token in the protocol’s governance and decision-making processes.

Last year, Mango Markets garnered notice when they managed to gather $70 million by selling MNGO tokens during a public offering that didn’t involve U.S. participants. The results from this event could serve as an example for how other decentralized finance (DeFi) platforms might handle regulatory bodies in the future.

Currently, the MNGO token is being exchanged at approximately $0.015 per token, with a daily trading volume averaging around $141,000, based on data from CoinGecko. However, the Securities and Exchange Commission (SEC) has yet to make a decision regarding the settlement proposal. The majority of votes within Mango Markets’ DAO favor this agreement, though. The outcome of this case may significantly impact not just Mango Markets, but also other DeFi projects as they face regulatory hurdles.

Read More

Sorry. No data so far.

2024-08-20 12:51